辽宁省经济增长中的效率变化及其影响因素分析

工商管理论文编号:GS328  论文字数:19350,页数:34，附开题报告，外文翻译

目  录
摘  要 I
Abstract II
第1章 绪论 1
1.1 选题的背景、目的和意义 1
1.2 国内外研究现状 1
1.2.1 国内研究现状 2
1.2.2 国外研究现状 2
1.3 研究内容 3
第2章 技术效率相关概念的界定 4
2.1 技术效率的含义 4
2.2 模型的选择 5
2.3 基于对数型柯布-道格拉斯生产函数的SFA模型 5
第3章 SFA方法在辽宁省技术效率分析中的应用 8
3.1 SFA方法对全国技术效率测算的应用 8
3.2 SFA方法对辽宁省各市技术效率的测算应用 13
第4章 SFA对辽宁省技术效率的影响因素进行分析 17
4.1 经济外向度对区域技术效率的影响 18
4.2 金融发达程度对区域技术效率的影响 20
4.3 产业结构对区域技术效率的影响 22
第5章 提高辽宁省技术效率的政策建议及实证研究 24
5.1 积极引进外资，提高外资利用效率 24
5.2 深化金融体制改革，提高金融运行效率 25
5.3 调整产业结构，充分发展第三产业 25
5.4 加大科技投入，充分调动民间资本投入科技创新的积极性 26
第六章 结 论 27
参考文献 28
致  谢 30

摘  要
 本文在对数型柯布-道格拉斯生产函数的基础上，运用随机前沿分析（Stochastic Frontier Analysis）模型用全国31个省市1998年—2007年这十年间的生产总值、从业人员与资本存量的数据对各省市技术效率进行测算，以及用辽宁省2005年—2007年三年的生产总值、从业人员与资本存量的数据对辽宁省各市的技术效率进行测算及其影响因素分析。从分析的结果来看，整体上看，我国平均技术效率水平在这十年中呈稳步上升趋势，同时各省市之间的技术效率差距很大，但是这种差距正在不断趋缩小，辽宁省技术效率在全国范围内来看处于比较高的位置，这主要因为辽宁省是工业大省，产品附加值比较高，产出相对比较高，居全国前列。通过辽宁省区域技术效率的测算结果表明，辽宁省各市技术效率很不均衡，各市之间的技术效率差距很大，这一差距不仅体现在各市之间，而且城乡之间技术效率差别也很大，导致这一结果的主要原因是辽宁省经济发展与经济结构的不平衡等。通过对影响技术效率的因素进行分析表明，实际利用外资可以提高技术效率，而进出口贸易对技术效率起负作用，金融业的发展程度也使技术效率不同程度的降低，第一产业比重对技术效率提升是负作用，而第三产业对技术效率的提高有明显的推动作用。在上述分析的基础上，提出提高辽宁技术效率的建议。

关键字：随机前沿分析；技术效率；生产生产函数；FDI；进出口贸易
Abstract
 This article based on the function of logarithm tanoak cloth-Douglas, through using Stochastic Frontier Analysis, measures and calculates the technical efficiency of the whole national 31 provinces and cities and 14 cities of Liaoning by making using of the related data of the whole national 31 provinces and cities from 1998 to 2007 and 14 cities of Liaoning’s GDP、the number of practitioner and capital stock. the analysis result shows that, chinese average technology efficiency level increases with steady steps trend in the past ten years, but simultaneously the disparity of among provinces and cities’ technical efficiency is very great, but this kind of disparity is inceasingly narrowed, the Liaoning Province’s technology efficiency lie in a quite position in the nationwide scope, the mainly reason is that Liaoning Province is a big industry province, the products combine related high added value. Output is relatively high, so the technology efficiency is top in the country.Indicated through the Liaoning Province region technology efficiency reckoning result that, technology efficiency of the Liaoning Province various cities is very imbalanced, between various cities technical efficiency disparity is very great。 Not only this disparity manifests between various cities, moreover the technical efficiency difference between the city and countryside is very big, the primary cause which leads to the result is the Liaoning Province economy development and the economic structure is imbalanced and so on.Through analyzing the affecting factor of the technical efficiency, we can come to a conculsion that FDI may enhance the technical efficiency, but the import-export trade plays the negative to the technical efficiency, the financial industry degree of development also causes the technical efficiency varying degree depression, the primary industry proportion to the technical efficiency promotion is negative, but the tertiary industry has the obvious impetus to the technical efficiency enhancement. At last,based on analysis in the above, we propose some suggestions about enhancing the Liaoning technology efficiency.

Keywords：stochastic frontier analysis; technical efficiency; production function; foreign direct investment; import and export trade.